Mikie Sherrill Democrat · NJ-11
House of Representatives · former member · serving since 2019 · born January 19, 1972
Wikipedia · Ballotpedia · Official site · GovTrack · OpenSecrets · FEC filings · Bioguide
Transactions
299
across 17 filings
Securities traded
186
0 active in 6 months
Disclosed range total
$2,569,818
sum of filed minimums
In plain language
Of 299 disclosed trades, 0 were flagged by the site's published rules.
None of these trades met the flagging rules. That is the ordinary result — most trades, by most members, are unremarkable.
Across the whole database, congressional trading beats the market by close to nothing on average, and only slightly more trades look unusual than chance alone would produce. Most members, most of the time, are unremarkable. That is the backdrop for anything you read here. A flag is a prompt to look at the record, never a finding about a person.
Seat & district history
| Seat | Congresses | Served | Change |
|---|---|---|---|
| NJ-11 | 116th–119th | 2019–2025 | first seat |
District numbers change when a state is redistricted, so a renumbering here is not necessarily a move — the boundaries were redrawn around the member. Term records come from the public congress-legislators dataset.
Committees
Current (119th Congress)
| Committee | Position | Rank | Side | Jurisdiction |
|---|---|---|---|---|
| House Committee on Armed Services | Member | 11 | minority | record |
| House Select Committee on the Strategic Competition Between the United States and the Chinese Communist Party | Member | 6 | minority |
Earlier Congresses
| Congress | Committee | Position | Observed |
|---|---|---|---|
| 118th | House Committee on Armed Services | Member | 2023-02 → 2024-11 |
| 118th | House Committee on Science, Space, and Technology | Member | 2023-02 → 2023-03 |
| 118th | House Select Committee on the Strategic Competition Between the United States and the Chinese Communist Party | Member | 2023-02 → 2024-11 |
| 117th | House Committee on Armed Services | Member | 2021-03 → 2022-11 |
| 117th | House Committee on Education and Workforce | Member | 2021-03 → 2022-11 |
| 117th | House Committee on Science, Space, and Technology | Member | 2021-03 → 2022-11 |
| 116th | House Committee on Armed Services | Member | 2019-02 → 2020-12 |
| 116th | House Committee on Science, Space, and Technology | Member | 2019-02 → 2020-12 |
The published roster covers only the sitting Congress, so earlier assignments are reconstructed from the dated version history of that same public dataset, sampled monthly back to 2012. Observed is the span across which we actually saw the seat held — it is evidence of tenure, not a precise start and end date, and a seat that changed hands between two monthly samples may be dated up to a month out. Committees with no history recorded are absent because no snapshot showed them, which is not evidence the member held no seat.
Currently trading — last 6 months
No transactions disclosed in the last 6 months.
Previously traded
Securities with disclosed transactions before this window and none since. A security leaving this list means no reported trading — not that a position was closed. Holdings themselves are not disclosed in these filings.
| Ticker | Security | Sector | Trades | Buys / Sells | Total value | Active |
|---|---|---|---|---|---|---|
| UBS | UBS Group AG Registered Ordinary Shares… | Banking | 9 | 0 / 9 | $2,175,005 | 2020-04 → 2025-03 |
| FDRR | Fidelity Dividend ETF For Rising Rates | — | 1 | 1 / 0 | $175,001 | 2020-02 → 2020-02 |
| IGV | iShares Expanded Tech-Software Sector E… | — | 1 | 1 / 0 | $175,001 | 2020-02 → 2020-02 |
| NULG | Nuveen ESg large-Cap growth ETF (Nulg) | — | 1 | 1 / 0 | $175,001 | 2020-02 → 2020-02 |
| SCHD | Schwab US Dividend Equity ETF (SCHD) | — | 1 | 1 / 0 | $175,001 | 2020-02 → 2020-02 |
| SPYG | DR Series Trust SPDR Portfolio S&P 500 … | — | 1 | 1 / 0 | $175,001 | 2020-02 → 2020-02 |
| CVX | Chevron Corporation Common Stock (CVX) | Oil & Gas | 2 | 1 / 1 | $16,001 | 2019-04 → 2020-02 |
| LLY | Eli Lilly and Company Common Stock (LLY) | Pharmaceuticals & Biotech | 2 | 0 / 2 | $16,001 | 2019-04 → 2020-02 |
| GILD | Gilead Sciences Inc | Pharmaceuticals & Biotech | 4 | 1 / 3 | $32,002 | 2019-04 → 2020-02 |
| MRK | Merck & Company, Inc. Common Stock (MRK) | Pharmaceuticals & Biotech | 3 | 0 / 3 | $16,771 | 2019-04 → 2020-02 |
| DANOY | Danone Sponsored ADR (DANOY) | — | 2 | 0 / 2 | $16,001 | 2019-05 → 2020-02 |
| NVS | Novartis Ag ADR | Pharmaceuticals & Biotech | 2 | 0 / 2 | $16,001 | 2019-05 → 2020-02 |
| NVO | Novo Nordisk A/S Common Stock | Pharmaceuticals & Biotech | 2 | 0 / 2 | $16,001 | 2019-05 → 2020-02 |
| BABA | Alibaba Group Holding Limited American … | Business Services | 2 | 0 / 2 | $40,501 | 2019-05 → 2020-02 |
| GOOGL | Alphabet Inc. - Class A Common Stock (G… | Software & IT Services | 2 | 0 / 2 | $16,001 | 2019-05 → 2020-02 |
| GOOG | Alphabet Inc. - Class C Capital Stock (… | Software & IT Services | 2 | 0 / 2 | $16,001 | 2019-05 → 2020-02 |
| AMZN | Amazon.com, Inc. - Common Stock (AMZN) | Retail & Consumer | 3 | 1 / 2 | $31,002 | 2019-05 → 2020-02 |
| FB | Meta Platforms, Inc. - Class A (FB) | — | 2 | 0 / 2 | $23,002 | 2019-05 → 2020-02 |
| V | Visa Inc. (V) | Business Services | 2 | 0 / 2 | $40,501 | 2019-05 → 2020-02 |
| XOM | Exxon Mobil Corp | Oil & Gas | 4 | 2 / 2 | $32,002 | 2019-06 → 2020-02 |
| BMY | Bristol-Myers Squibb Company Common Sto… | Pharmaceuticals & Biotech | 4 | 2 / 2 | $32,002 | 2019-07 → 2020-02 |
| EIX | Edison International Common Stock (EIX) | Utilities | 2 | 1 / 1 | $16,001 | 2019-07 → 2020-02 |
| PFE | Pfizer, Inc. Common Stock (PFE) | Pharmaceuticals & Biotech | 4 | 1 / 3 | $32,002 | 2019-08 → 2020-02 |
| UTX | Raytheon Technologies Corporation | — | 3 | 2 / 1 | $24,002 | 2019-08 → 2020-02 |
| VLO | Valero Energy Corp | Oil & Gas | 2 | 1 / 1 | $16,001 | 2019-08 → 2020-02 |
| CME | CME Group Inc. - Class A Common Stock (… | Capital Markets | 2 | 0 / 2 | $8,407 | 2019-09 → 2020-02 |
| MSFT | Microsoft Corporation - Common Stock (M… | Software & IT Services | 4 | 0 / 4 | $17,069 | 2019-09 → 2020-02 |
| RHHBY | ROCHE HOLDING LTD S/ADR (RHHBY) | — | 4 | 3 / 1 | $32,002 | 2019-10 → 2020-02 |
| TXN | Texas Instruments Incorporated - Common… | Semiconductors | 2 | 0 / 2 | $8,779 | 2019-10 → 2020-02 |
| BDX | Becton, Dickinson and Company Common St… | Medical Devices | 2 | 0 / 2 | $8,511 | 2019-10 → 2020-02 |
| CVS | CVS Health Corporation Common Stock (CV… | Retail & Consumer | 2 | 1 / 1 | $16,001 | 2019-11 → 2020-02 |
| JNJ | Johnson & Johnson Common Stock (JNJ) | Pharmaceuticals & Biotech | 2 | 1 / 1 | $16,001 | 2019-11 → 2020-02 |
| CL | Colgate-Palmolive Company | Chemicals | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| REGN | Regeneron Pharmaceuticals, Inc. - Commo… | Pharmaceuticals & Biotech | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| SLB | Schlumberger N.V. | Oil & Gas | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| SEIC | SEI Investments Company - Common Stock | — | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| BLK | Blackrock Inc | Capital Markets | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| DD | DuPont de Nemours, Inc. Common Stock (D… | Chemicals | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| GD | General Dynamics Corp | Industrials | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| MTB | M&T Bank Corporation Common Stock (MTB) | Banking | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| PM | Philip Morris International Inc | Food & Beverage | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| PRU | Prudential Financial, Inc. Common Stock… | Insurance | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| VTR | Ventas, Inc. Common Stock (VTR) | Investment Funds | 3 | 1 / 2 | $24,002 | 2019-12 → 2020-02 |
| QCOM | QUALCOMM Incorporated - Common Stock (Q… | Electronics | 4 | 0 / 4 | $9,502 | 2019-12 → 2020-02 |
| IBM | International Business Machines Corpora… | Technology Hardware | 2 | 1 / 1 | $16,001 | 2020-02 → 2020-02 |
| ABT | Abbott Laboratories Common Stock (ABT) | Pharmaceuticals & Biotech | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| ACN | Accenture Plc | Business Services | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| APD | Air Products and Chemicals, Inc. Common… | Chemicals | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| ARE | Alexandria Real Estate Equities, Inc. C… | Investment Funds | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| MO | Altria Group, Inc. (MO) | Food & Beverage | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| AMGN | Amgen Inc | Pharmaceuticals & Biotech | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| ADI | Analog Devices | Semiconductors | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| AAPL | Apple Inc. - Common Stock (AAPL) | Technology Hardware | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| AJG | Arthur J. Gallagher & Co. Common Stock … | Insurance | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| ADSK | Autodesk Inc | Software & IT Services | 1 | 0 / 1 | $32,501 | 2020-02 → 2020-02 |
| ADP | Automatic Data Processing, Inc. - Commo… | Software & IT Services | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| AVB | AvalonBay Communities, Inc. Common Stoc… | Investment Funds | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| BAC | Bank of America Corp | Banking | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| BXP | BXP, Inc. Common Stock (BXP) | Investment Funds | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| COF | Capital One Financial Corporation Commo… | Banking | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| CERN | Cerner Corporation (CERN) | — | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| CB | Chubb Ltd | Insurance | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| CSCO | Cisco Systems Inc | Technology Hardware | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| CMS | CMS Energy Corporation Common Stock (CM… | Utilities | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| KO | Coca-Cola Company | Food & Beverage | 1 | 0 / 1 | $32,501 | 2020-02 → 2020-02 |
| COP | Conocophillips | Oil & Gas | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| CFR | Cullen/Frost Bankers, Inc. | — | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| DE | Deere & Company Common Stock (DE) | Industrials | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| DFS | Discover Financial Services Common Stoc… | — | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| DOV | Dover Corporation Common Stock (DOV) | Industrials | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| ETR | Entergy Corporation Common Stock (ETR) | Utilities | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| EXPD | Expeditors International of Washington,… | Other | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| FDS | FactSet Research Systems Inc. Common St… | Software & IT Services | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| FIS | Fidelity National Information Services,… | Business Services | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| HIG | The Hartford Insurance Group, Inc. Comm… | Insurance | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| HAS | Hasbro, Inc. - Common Stock (HAS) | Consumer Goods | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| HD | Home Depot, Inc. (HD) | Retail & Consumer | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| HON | Honeywell International Inc. (HON) | Defense & Aerospace | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| ITW | Illinois Tool Works Inc | Industrials | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| LVS | Las Vegas Sands Corp. Common Stock (LVS) | Consumer Services | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| MMC | Marsh & McLennan Companies, Inc. Common… | — | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| MCD | McDonald's Corporation Common Stock | Retail & Consumer | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| MDT | Medtronic plc. Ordinary Shares (MDT) | Medical Devices | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| MET | Metlife Inc | Insurance | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| MDLZ | Mondelez Intl Inc | Food & Beverage | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| MNST | Monster Beverage Corporation - Common S… | Food & Beverage | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| NEE | NextEra Energy, Inc. Common Stock (NEE) | Utilities | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| NSC | Norfolk Southern Corp | Transportation | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| NTRS | Northern Trust Corporation - Common Sto… | Banking | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| NVDA | NVIDIA Corporation - Common Stock (NVDA) | Semiconductors | 1 | 0 / 1 | $15,001 | 2020-02 → 2020-02 |
| ORCL | Oracle Corporation Common Stock (ORCL) | Software & IT Services | 1 | 0 / 1 | $15,001 | 2020-02 → 2020-02 |
| PH | Parker-Hannifin Corporation Common Stoc… | Industrials | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| PEP | Pepsico Inc | Food & Beverage | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| PNC | PNC Financial Services Group, Inc. (PNC) | Banking | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| PPG | PPG Industries | Chemicals | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| PG | Procter & Gamble Company (PG) | Chemicals | 1 | 0 / 1 | $32,501 | 2020-02 → 2020-02 |
| PGR | Progressive Corp | Insurance | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| PEG | Public Service Enterprise Group Incorpo… | Utilities | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| RSG | Republic Services, Inc. Common Stock (R… | Utilities | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| RPM | RPM International Inc. Common Stock (RP… | Chemicals | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| SPG | Simon Property Group, Inc. Common Stock… | Investment Funds | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| SWK | Stanley Black & Decker, Inc. (SWK) | Industrials | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| SBUX | Starbucks Corporation - Common Stock | Retail & Consumer | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| TROW | T. Rowe Price Group, Inc. - Common Stock | Capital Markets | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| TRV | The Travelers Companies, Inc. Common St… | Insurance | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| TFC | Truist Financial Corporation Common Sto… | Banking | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| USB | U.S. Bancorp Common Stock | Banking | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| UNH | UnitedHealth Group Incorporated Common … | Insurance | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| VFC | V.F. Corporation Common Stock | Consumer Goods | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| VAR | Varian Medical Systems, Inc. (VAR) | — | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| VZ | Verizon Communications Inc. Common Stoc… | Telecommunications | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| WMT | Walmart Inc. Common Stock (WMT) | Retail & Consumer | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| WFC | Wells Fargo & Company Common Stock (WFC) | Banking | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| WH | Wyndham Hotels & Resorts, Inc. (WH) | Consumer Services | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| XEL | Xcel Energy Inc. (XEL) | Utilities | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| YUMC | Yum China Holdings, Inc. (YUMC) | Retail & Consumer | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| YUM | Yum! Brands Company: Yum ?(Louisville, … | Retail & Consumer | 1 | 0 / 1 | $8,001 | 2020-02 → 2020-02 |
| VNO | Vornado Realty Trust (VNO) | Investment Funds | 2 | 1 / 1 | $16,001 | 2019-12 → 2020-01 |
| AXP | American Express Company | Banking | 1 | 0 / 1 | $497 | 2019-12 → 2019-12 |
| TIF | Tiffany & Co. (TIF) | — | 1 | 0 / 1 | $8,001 | 2019-11 → 2019-11 |
| AAGIY | AIA Group Limited | — | 4 | 0 / 4 | $32,002 | 2019-05 → 2019-05 |
| EADSY | Airbus SE | — | 2 | 0 / 2 | $16,001 | 2019-05 → 2019-05 |
| AHKSY | Asahi Kasei Corporation | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| ASML | ASML Holding N.V. - New York Registry S… | Industrials | 2 | 0 / 2 | $16,001 | 2019-05 → 2019-05 |
| ASAZY | Assa Abloy AB Unsponsored ADR (ASAZY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| AZN | AstraZeneca PLC - American Depositary S… | Pharmaceuticals & Biotech | 3 | 0 / 3 | $24,002 | 2019-05 → 2019-05 |
| BGNE | BeiGene, Ltd. - American Depositary Sha… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| BNPQY | BNP Paribas American Depositary Shares … | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| CNI | Canadian National Railway Company Commo… | Transportation | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| CABGY | Carlsberg A/S | — | 3 | 0 / 3 | $24,002 | 2019-05 → 2019-05 |
| DBOEY | Deutsche Boerse Ag Unsponsored ADR (DBO… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| DEO | Diageo Plc ADR | Food & Beverage | 2 | 0 / 2 | $16,001 | 2019-05 → 2019-05 |
| DNHBY | DNB ASA SPONSORED ADR Representing 10 (… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| DSDVY | DSV A/S Unsponsored ADR (DSDVY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| ENB | Enbridge Inc Common Stock (ENB) | Oil & Gas | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| ENLAY | Enel Societa Per Azioni Unsponsored ADR… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| ESLOY | EssilorLuxottica Soci?t? anonyme | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| GMXAY | genmab a/S american Depositary Shares (… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| GVDNY | Givaudan SA Unsponsored ADR (GVDNY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| HDB | HDFC Bank Limited Common Stock (HDB) | Banking | 2 | 0 / 2 | $16,001 | 2019-05 → 2019-05 |
| HESAY | Hermes Intl S A Unsponsored ADR (HESAY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| HKXCY | Hong Kong Exchanges & Clearing Ltd Unsp… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| HOCPY | Hoya Corp Sponsored ADR (HOCPY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| IBDRY | Iberdrola Sa Sponsored ADR (IBDRY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| IMBBY | Imperial Brands PLC (IMBBY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| IHG | Intercontinental Hotels Group American … | Consumer Services | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| JMHLY | Jardine Matheson Holdings Ltd Unsponsor… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| KBCSY | KBC Group NV Unsponsored ADR (KBCSY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| PPRUY | Kering Unsponsored ADR (PPRUY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| KYCCF | Keyence Corporation | — | 2 | 0 / 2 | $16,001 | 2019-05 → 2019-05 |
| PHG | Koninklijke Philips N.V. NY Registry Sh… | Medical Devices | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| KOSCF | Kose Corp (KOSCF) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| LYG | Lloyds Banking Group Plc American Depos… | Banking | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| LDNXF | London Stock Exchange Group plc Ordinar… | — | 3 | 0 / 3 | $24,002 | 2019-05 → 2019-05 |
| LRLCY | L'Oreal Co. American Depositary Shares … | — | 3 | 0 / 3 | $24,002 | 2019-05 → 2019-05 |
| LVMUY | LVMH Moet Hennessy Louis Vuitton Unspon… | — | 2 | 0 / 2 | $16,001 | 2019-05 → 2019-05 |
| MELI | MercadoLibre, Inc. - Common Stock (MELI) | Business Services | 2 | 0 / 2 | $16,001 | 2019-05 → 2019-05 |
| MRAAY | Murata Manufacturing Co Ltd Unsponsored… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| NPSNY | Naspers Limited | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| NSRGY | NESTLE S.A S/ADR (NSRGY) | — | 2 | 0 / 2 | $16,001 | 2019-05 → 2019-05 |
| NJ | Nidec Corporation (NJ) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| OOCP | Other OTC Corporation (OOCP) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| PDRDY | Pernod Ricard SA | — | 3 | 0 / 3 | $24,002 | 2019-05 → 2019-05 |
| PUK | Prudential Public Limited Company (PUK) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| RBGLY | Reckitt Benckiser Group plc | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| RELX | Relx Plc ADR | Business Services | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| RIO | Rio Tinto Plc Common Stock (RIO) | Mining & Metals | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| RYDBF | Royal Dutch Shell PlC Ordinary Shares B… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| KKPNY | Royal KPN N.V. (KKPNY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| SAFRY | Safran S.A. Unsponsored ADR (SAFRY) | — | 5 | 0 / 5 | $40,003 | 2019-05 → 2019-05 |
| SAXPY | Sampo OYJ Unsponsored ADR representing … | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| SAP | SAP SE ADS (SAP) | Software & IT Services | 2 | 0 / 2 | $16,001 | 2019-05 → 2019-05 |
| SHECY | Shin-Etsu Chemical Co Ltd Unsponsored A… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| SMECF | Smc Cp Ordinary Shares (SMECF) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| SFTBY | SoftBank Group Corp. | — | 5 | 0 / 5 | $40,003 | 2019-05 → 2019-05 |
| SONVY | SONOVA HLDNG AG UNSP/ADR (SONVY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| SVNLY | Svenska Handelsbanken Unsponsored ADR r… | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| TSM | Taiwan Semiconductor Manufacturing Comp… | Semiconductors | 2 | 0 / 2 | $16,001 | 2019-05 → 2019-05 |
| TOT | TOTAL S.A. | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| UNICY | UNICHARM CORP S/ADR (UNICY) | — | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| MMM | 3M Company Common Stock (MMM) | Medical Devices | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| OXY | Occidental Petroleum Corporation Common… | Oil & Gas | 1 | 0 / 1 | $8,001 | 2019-05 → 2019-05 |
| LLDTF | lloyds Banking group PlC Ordinary Share… | — | 1 | 1 / 0 | $8,001 | 2019-04 → 2019-04 |
| NTDMF | Ntt DoCoMo Inc Ordinary Shares (NTDMF) | — | 1 | 0 / 1 | $8,001 | 2019-04 → 2019-04 |
| SFTBF | SOFTBANK GROUP CORP (SFTBF) | — | 1 | 1 / 0 | $8,001 | 2019-04 → 2019-04 |
| UNCHF | Unicharm Corp Ordinary Shares (UNCHF) | — | 1 | 1 / 0 | $8,001 | 2019-04 → 2019-04 |
The Spread by year
| Year | Spread | Trades priced | Disclosed value |
|---|---|---|---|
| 2020 | +1.5% | 119 | $1,336,332 |
| 2019 | +2.3% | 86 | $613,798 |
Transaction timing versus the market over 90 trading days — not portfolio return, which these filings cannot support. See Methodology and the Scoreboard for the population baseline.
All transactions
| Date | Ticker | Asset | Action | Amount (as filed) | Owner | Filing |
|---|---|---|---|---|---|---|
| 2025-03-07 | UBS | UBS Group AG Registered Ordinary Shares (UBS) | sell | $250,001 – $500,000 | joint | record |
| 2024-05-14 | UBS | UBS Group AG Registered Ordinary Shares (UBS) | sell | $50,001 – $100,000 | joint | record |
| 2024-05-13 | UBS | UBS Group AG Registered Ordinary Shares (UBS) | sell | $250,001 – $500,000 | joint | record |
| 2023-03-03 | UBS | UBS Group AG Registered Ordinary Shares (UBS) | sell | $250,001 – $500,000 | spouse | record |
| 2022-05-23 | UBS | UBS Group AG Registered Ordinary Shares (UBS) | sell | $100,001 – $250,000 | joint | record |
| 2022-03-09 | UBS | uBS group Ag Registered Ordinary Shares (uBS) | sell | $100,001 – $250,000 | joint | record |
| 2021-03-09 | UBS | uBS group Ag Registered Ordinary Shares (uBS) | sell | $250,001 – $500,000 | spouse | record |
| 2020-06-01 | UBS | UBS group Ag Registered Ordinary Shares (UBS) | sell | $50,001 – $100,000 | spouse | record |
| 2020-04-29 | UBS | UBS group Ag Registered Ordinary Shares (UBS) gcdef | sell | $100,001 – $250,000 | spouse | record |
| 2020-02-21 | SPYG | DR Series Trust SPDR Portfolio S&P 500 growth ETF (SPYg) | buy | $100,001 – $250,000 | spouse | record |
| 2020-02-21 | SCHD | Schwab uS Dividend Equity ETF (SCHD) | buy | $100,001 – $250,000 | self | record |
| 2020-02-21 | NULG | Nuveen ESg large-Cap growth ETF (Nulg) | buy | $100,001 – $250,000 | self | record |
| 2020-02-21 | IGV | iShares Expanded Tech-Software Sector ETF (IgV) | buy | $100,001 – $250,000 | self | record |
| 2020-02-21 | FDRR | Fidelity Dividend ETF for Rising Rates (FDRR) | buy | $100,001 – $250,000 | self | record |
| 2020-02-20 | YUM | Yum! Brands, Inc. (YuM) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | YUMC | Yum China Holdings, Inc. (YuMC) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | XEL | Xcel Energy Inc. (XEl) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | WH | Wyndham Hotels & Resorts, Inc. (WH) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | WFC | Wells Fargo & Company (WFC) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | WMT | Walmart Inc. (WMT) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | V | Visa Inc. (V) | sell | $15,001 – $50,000 | self | record |
| 2020-02-20 | VZ | Verizon Communications Inc. (VZ) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | VTR | Ventas, Inc. (VTR) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | VAR | Varian Medical Systems, Inc. (VaR) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | VLO | Valero Energy Corporation (VlO) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | VFC | V.F. Corporation (VFC) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | UNH | unitedHealth group Incorporated Common Stock (uNH) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | UTX | united Technologies Corporation (uTX) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | USB | u.S. Bancorp (uSB) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | TFC | Truist Financial Corporation (TFC) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | TRV | The Travelers Companies, Inc. (TRV) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | TXN | Texas Instruments Incorporated (TXN) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | TROW | T. Rowe Price group, Inc. (TROW) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | SBUX | Starbucks Corporation (SBuX) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | SWK | Stanley Black & Decker, Inc. (SWK) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | SPG | Simon Property group, Inc. (SPg) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | SEIC | SEI Investments Company (SEIC) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | SLB | Schlumberger N.V. (SlB) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | RPM | RPM International Inc. (RPM) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | RHHBY | Roche Holdings ag Basel american Depositary Shares (RHHBY) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | RSG | Republic Services, Inc. (RSg) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | REGN | Regeneron Pharmaceuticals, Inc. (REgN) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | QCOM | QualCOMM Incorporated (QCOM) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | PEG | Public Service Enterprise group Incorporated (PEg) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | PRU | Prudential Financial, Inc. (PRu) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | PGR | Progressive Corporation (PgR) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | PG | Procter & gamble Company (Pg) | sell | $15,001 – $50,000 | self | record |
| 2020-02-20 | PPG | PPg Industries, Inc. (PPg) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | PNC | PNC Financial Services group, Inc. (PNC) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | PM | Philip Morris International Inc (PM) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | PFE | Pfizer, Inc. (PFE) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | PEP | Pepsico, Inc. (PEP) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | PH | Parker-Hannifin Corporation (PH) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | ORCL | Oracle Corporation (ORCl) | sell | $15,001+ | self | record |
| 2020-02-20 | NVDA | NVIDIa Corporation (NVDa) | sell | $15,001+ | self | record |
| 2020-02-20 | NVO | Novo Nordisk a/S (NVO) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | NVS | Novartis ag (NVS) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | NTRS | Northern Trust Corporation (NTRS) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | NSC | Norfolk Southern Corporation (NSC) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | NEE | NextEra Energy, Inc. (NEE) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | MNST | Monster Beverage Corporation (MNST) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | MDLZ | Mondelez International, Inc. - Class a (MDlZ) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | MSFT | Microsoft Corporation (MSFT) | sell | $15,001+ | self | record |
| 2020-02-20 | MET | Metlife, Inc. (MET) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | MRK | Merck & Company, Inc. Common Stock (MRK) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | MDT | Medtronic plc. Ordinary Shares (MDT) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | MCD | McDonald's Corporation (MCD) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | MMC | Marsh & Mclennan Companies, Inc. (MMC) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | MTB | M&T Bank Corporation (MTB) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | LVS | las Vegas Sands Corp. (lVS) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | JNJ | Johnson & Johnson (JNJ) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | IBM | International Business Machines Corporation (IBM) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | ITW | Illinois Tool Works Inc. (ITW) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | HON | Honeywell International Inc. (HON) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | HD | Home Depot, Inc. (HD) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | HAS | Hasbro, Inc. (HaS) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | HIG | Hartford Financial Services group, Inc. (HIg) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | GILD | gilead Sciences, Inc. (gIlD) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | GD | general Dynamics Corporation (gD) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | FIS | Fidelity National Information Services, Inc. (FIS) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | FDS | FactSet Research Systems Inc. (FDS) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | FB | Facebook, Inc. - Class a (FB) | sell | $15,001+ | self | record |
| 2020-02-20 | XOM | Exxon Mobil Corporation (XOM) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | EXPD | Expeditors International of Washington, Inc. (EXPD) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | ETR | Entergy Corporation (ETR) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | LLY | Eli lilly and Company (llY) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | EIX | Edison International (EIX) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | DD | DuPont de Nemours, Inc. (DD) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | DOV | Dover Corporation (DOV) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | DFS | Discover Financial Services (DFS) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | DE | Deere & Company (DE) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | DANOY | Danone Sponsored aDR (DaNOY) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | CVS | CVS Health Corporation (CVS) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | CFR | Cullen/Frost Bankers, Inc. (CFR) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | COP | ConocoPhillips (COP) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | — | Comcast Corporation - Class a | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | CL | Colgate-Palmolive Company (Cl) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | KO | Coca-Cola Company (KO) | sell | $15,001 – $50,000 | self | record |
| 2020-02-20 | CMS | CMS Energy Corporation (CMS) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | CME | CME group Inc. - Class a (CME) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | CSCO | Cisco Systems, Inc. (CSCO) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | CB | Chubb limited (CB) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | CVX | Chevron Corporation (CVX) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | CERN | Cerner Corporation (CERN) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | COF | Capital One Financial Corporation (COF) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | BMY | Bristol-Myers Squibb Company (BMY) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | BXP | Boston Properties, Inc. (BXP) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | BLK | BlackRock, Inc. (BlK) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | BDX | Becton, Dickinson and Company (BDX) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | BAC | Bank of america Corporation (BaC) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | AVB | avalonBay Communities, Inc. (aVB) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | ADP | automatic Data Processing, Inc. (aDP) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | ADSK | autodesk, Inc. (aDSK) | sell | $15,001 – $50,000 | self | record |
| 2020-02-20 | AJG | arthur J. gallagher & Co. (aJg) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | AAPL | apple Inc. (aaPl) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | ADI | analog Devices, Inc. (aDI) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | AMGN | amgen Inc. (aMgN) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | AMZN | amazon.com, Inc. (aMZN) | sell | $15,001+ | self | record |
| 2020-02-20 | MO | altria group, Inc. (MO) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | GOOG | alphabet Inc. - Class C Capital Stock (gOOg) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | GOOGL | alphabet Inc. - Class a (gOOgl) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | BABA | alibaba group Holding limited american Depositary Shares each representing eight Ordinary share (BaBa) | sell | $15,001 – $50,000 | self | record |
| 2020-02-20 | ARE | alexandria Real Estate Equities, Inc. (aRE) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | APD | air Products and Chemicals, Inc. (aPD) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | ACN | accenture plc Class a Ordinary Shares (aCN) | sell | $1,001 – $15,000 | self | record |
| 2020-02-20 | ABT | abbott laboratories (aBT) | sell | $1,001 – $15,000 | self | record |
| 2020-02-06 | MRK | Merck & Company, Inc. Common Stock (MRK) | sell | $770 – $770 | self | record |
| 2020-02-04 | IBM | International Business Machines Corporation (IBM) | buy | $1,001 – $15,000 | self | record |
| 2020-01-27 | MTB | M&T Bank Corporation (MTB) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | VNO | Vornado Realty Trust (VNO) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | VTR | Ventas, Inc. (VTR) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | PRU | Prudential Financial, Inc. (PRu) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | PM | Philip Morris International Inc (PM) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | PFE | Pfizer, Inc. (PFE) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | GILD | gilead Sciences, Inc. (gIlD) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | GD | general Dynamics Corporation (gD) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | XOM | Exxon Mobil Corporation (XOM) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | DD | DuPont de Nemours, Inc. (DD) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | BMY | Bristol-Myers Squibb Company (BMY) | buy | $1,001 – $15,000 | self | record |
| 2020-01-21 | BLK | BlackRock, Inc. (BlK) | buy | $1,001 – $15,000 | self | record |
| 2020-01-15 | SEIC | SEI Investments Company (SEIC) | buy | $1,001 – $15,000 | self | record |
| 2020-01-15 | SLB | Schlumberger N.V. (SlB) | buy | $1,001 – $15,000 | self | record |
| 2020-01-15 | REGN | Regeneron Pharmaceuticals, Inc. (REgN) | buy | $1,001 – $15,000 | self | record |
| 2020-01-15 | CL | Colgate-Palmolive Company (Cl) | buy | $1,001 – $15,000 | self | record |
| 2020-01-15 | AMZN | amazon.com, Inc. (aMZN) | buy | $1,001 – $15,000 | self | record |
| 2020-01-02 | RHHBY | Roche Holdings ag Basel american Depositary Shares (RHHBY) | buy | $1,001 – $15,000 | self | record |
| 2019-12-30 | QCOM | QualCOMM Incorporated (QCOM) | sell | $615 – $615 | self | record |
| 2019-12-27 | QCOM | QualCOMM Incorporated (QCOM) | sell | $443 – $443 | self | record |
| 2019-12-23 | QCOM | QualCOMM Incorporated (QCOM) | sell | $443 – $443 | self | record |
| 2019-12-23 | AXP | american Express Company (aXP) | sell | $497 – $497 | self | record |
| 2019-12-18 | VNO | Vornado Realty Trust (VNO) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | VTR | Ventas, Inc. (VTR) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | PRU | Prudential Financial, Inc. (PRu) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | PM | Philip Morris International Inc (PM) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | PFE | Pfizer, Inc. (PFE) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | MTB | M&T Bank Corporation (MTB) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | GILD | gilead Sciences, Inc. (gIlD) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | GD | general Dynamics Corporation (gD) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | XOM | Exxon Mobil Corporation (XOM) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | DD | DuPont de Nemours, Inc. (DD) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | BMY | Bristol-Myers Squibb Company (BMY) | sell | $1,001 – $15,000 | self | record |
| 2019-12-18 | BLK | BlackRock, Inc. (BlK) | sell | $1,001 – $15,000 | self | record |
| 2019-12-12 | SEIC | SEI Investments Company (SEIC) | sell | $1,001 – $15,000 | self | record |
| 2019-12-12 | SLB | Schlumberger N.V. (SlB) | sell | $1,001 – $15,000 | self | record |
| 2019-12-12 | REGN | Regeneron Pharmaceuticals, Inc. (REgN) | sell | $1,001 – $15,000 | self | record |
| 2019-12-12 | CL | Colgate-Palmolive Company (Cl) | sell | $1,001 – $15,000 | self | record |
| 2019-11-25 | TIF | Tiffany & Co. (TIF) | sell | $1,001 – $15,000 | self | record |
| 2019-11-18 | JNJ | Johnson & Johnson (JNJ) | buy | $1,001 – $15,000 | self | record |
| 2019-11-18 | CVS | CVS Health Corporation (CVS) | buy | $1,001 – $15,000 | self | record |
| 2019-10-30 | BDX | Becton, Dickinson and Company (BDX) gfedcb | sell | $510 – $510 | self | record |
| 2019-10-22 | MSFT | Microsoft Corporation (MSFT) | sell | $413 – $413 | self | record |
| 2019-10-17 | TXN | Texas Instruments Incorporated (TXN) | sell | $778 – $778 | self | record |
| 2019-10-17 | MSFT | Microsoft Corporation (MSFT) | sell | $976 – $976 | self | record |
| 2019-10-04 | RHHBY | Roche Holdings ag Basel american Depositary Shares (RHHBY) | buy | $1,001 – $15,000 | self | record |
| 2019-10-03 | RHHBY | Roche Holdings ag Basel american Depositary Shares (RHHBY) | buy | $1,001 – $15,000 | self | record |
| 2019-09-11 | MSFT | Microsoft Corporation (MSFT) | sell | $679 – $679 | self | record |
| 2019-09-11 | CME | CME group Inc. - Class a (CME) | sell | $406 – $406 | self | record |
| 2019-08-29 | UTX | united Technologies Corporation (uTX) | buy | $1,001 – $15,000 | self | record |
| 2019-08-13 | VLO | Valero Energy Corporation (VlO) | buy | $1,001 – $15,000 | self | record |
| 2019-08-07 | UTX | united Technologies Corporation (uTX) | buy | $1,001 – $15,000 | self | record |
| 2019-08-02 | PFE | Pfizer, Inc. (PFE) | sell | $1,001 – $15,000 | self | record |
| 2019-07-31 | EIX | Edison International (EIX) | buy | $1,001 – $15,000 | self | record |
| 2019-07-25 | BMY | Bristol-Myers Squibb Company (BMY) | buy | $1,001 – $15,000 | self | record |
| 2019-06-17 | XOM | Exxon Mobil Corporation (XOM) | buy | $1,001 – $15,000 | self | record |
| 2019-05-29 | V | Visa Inc. (V) | sell | $1,001 – $15,000 | self | record |
| 2019-05-29 | FB | Facebook, Inc. - Class a (FB) | sell | $1,001 – $15,000 | self | record |
| 2019-05-29 | AMZN | amazon.com, Inc. (aMZN) | sell | $1,001 – $15,000 | self | record |
| 2019-05-29 | GOOG | alphabet Inc. - Class C Capital Stock (gOOg) | sell | $1,001 – $15,000 | self | record |
| 2019-05-29 | GOOGL | alphabet Inc. - Class a (gOOgl) | sell | $1,001 – $15,000 | self | record |
| 2019-05-29 | BABA | alibaba group Holding limited american Depositary Shares each representing one Ordinary share (BaBa) | sell | $1,001 – $15,000 | self | record |
| 2019-05-28 | — | Wynn Macau limited unsponsored | sell | $1,001 – $15,000 | self | record |
| 2019-05-28 | UNICY | unicharm Corp Sponsored aDR (uNICY) | sell | $1,001 – $15,000 | self | record |
| 2019-05-28 | TOT | Total S.a. (TOT) | sell | $1,001 – $15,000 | self | record |
| 2019-05-28 | TSM | Taiwan Semiconductor Manufacturing Company ltd. (TSM) | sell | $1,001 – $15,000 | self | record |
| 2019-05-28 | TSM | Taiwan Semiconductor Manufacturing Company ltd. (TSM) | sell | $1,001 – $15,000 | self | record |
| 2019-05-28 | SVNLY | Svenska Handelsbanken unsponsored aDR representing a Shares (SVNlY) | sell | $1,001 – $15,000 | self | record |
| 2019-05-28 | SONVY | Sonova Holding ag unsponsored aDR (SONVY) | sell | $1,001 – $15,000 | self | record |
| 2019-05-28 | SFTBY | Softbank Corp unsponsored aDR (SFTBY) | sell | $1,001 – $15,000 | self | record |
| 2019-05-28 | SFTBY | Softbank Corp unsponsored aDR (SFTBY) | sell | $1,001 – $15,000 | self | record |
| 2019-05-28 | SFTBY | Softbank Corp unsponsored aDR (SFTBY) | sell | $1,001 – $15,000 | self | record |