10th Inning
Transactions dated inside a federal funding lapse — when much of the government is closed but members retain committee knowledge, agency contacts, and advance awareness of how the standoff will resolve.
This is a date-window report: it lists disclosed transactions that fall inside officially documented periods, nothing more. Trading during these windows is legal, and appearing here is not an allegation. The windows and their sources are listed below; every transaction links to the filing it came from.
The windows 6 periods
| Period | From | To | Source |
|---|---|---|---|
| Funding lapse — Feb–Apr 2026 (limited to the Department of Homeland Security) | 2026-02-14 | 2026-04-30 | record |
| Shutdown — Jan–Feb 2026 (partial: about half of departments, 4 days) | 2026-01-31 | 2026-02-03 | record |
| Shutdown — Oct–Nov 2025 (government-wide, 43 days) | 2025-10-01 | 2025-11-12 | record |
| Shutdown — Dec 2018–Jan 2019 (partial: 7 of 12 appropriations bills, 35 days) | 2018-12-22 | 2019-01-25 | record |
| Shutdown — Feb 2018 (government-wide, hours) | 2018-02-09 | 2018-02-09 | record |
| Shutdown — Jan 2018 (government-wide, 3 days) | 2018-01-20 | 2018-01-22 | record |
3,422 transactions in these windows.
| Date | Member | Ticker | Asset | Action | Amount (as filed) | Owner | Window | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-01-04 | Dean Phillips D-MN | UPS | United Parcel Service, Inc. (UPS) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | UNP | Union Pacific Corporation (UNP) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | USB | U.S. Bancorp (USB) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | TJX | TJX Companies, Inc. (TJX) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | KHC | The Kraft Heinz Company (KHC) | buy | $15,001 – $50,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | SYF | Synchrony Financial (SYF) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | SYK | Stryker Corporation (SYK) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | STT | State Street Corporation (STT) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | STX | Seagate Technology PLC - ordinary Shares (STX) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | ROP | Roper Technologies, Inc. (RoP) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | REGN | Regeneron Pharmaceuticals, Inc. (REgN) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | PRU | Prudential Financial, Inc. (PRU) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | PPG | PPg Industries, Inc. (PPg) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | PNC | PNC Financial Services group, Inc. (PNC) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | PM | Philip Morris International Inc (PM) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | PEP | Pepsico, Inc. (PEP) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | PCAR | PaCCaR Inc. (PCaR) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | ORCL | oracle Corporation (oRCL) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | NLSN | Nielsen N.V. ordinary Shares (NLSN) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | NWL | Newell Brands Inc. (NWL) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | NTAP | Netapp, Inc. (NTaP) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | MOS | Mosaic Company (MoS) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | MDLZ | Mondelez International, Inc. - Class a (MDLZ) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | MU | Micron Technology, Inc. (MU) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | MET | MetLife, Inc. (MET) | sell | $15,001 – $50,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | MCK | McKesson Corporation (MCK) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | MAT | Mattel, Inc. (MaT) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | M | Macy's Inc (M) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | LYB | LyondellBasell Industries NV ordinary Shares Class a (LYB) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | LIN | Linde plc ordinary Share (LIN) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | LNC | Lincoln National Corporation (LNC) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | JPM | JP Morgan Chase & Co. (JPM) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | JCI | Johnson Controls International plc ordinary Share (JCI) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | IPGP | IPg Photonics Corporation (IPgP) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | INTU | Intuit Inc. (INTU) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | IP | International Paper Company (IP) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | IBM | International Business Machines Corporation (IBM) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | INTC | Intel Corporation (INTC) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | ITW | Illinois Tool Works Inc. (ITW) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | HPQ | HP Inc. (HPQ) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | HD | Home Depot, Inc. (HD) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | HPE | Hewlett Packard Enterprise Company (HPE) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | — | goldman Sachs group, Inc Var Tr | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | — | goldman Sachs group Inc Var RT | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | GILD | gilead Sciences, Inc. (gILD) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | GIS | general Mills, Inc. (gIS) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | GPS | gap, Inc. (gPS) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | BEN | Franklin Resources, Inc. (BEN) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | FTV | Fortive Corporation (FTV) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | F | Ford Motor Company (F) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | FDX | FedEx Corporation (FDX) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | FB | Facebook, Inc. - Class a (FB) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | EMR | Emerson Electric Company (EMR) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | EBAY | eBay Inc. (EBaY) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | ETN | Eaton Corporation, PLC ordinary Shares (ETN) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | XRAY | DENTSPLY SIRoNa Inc. (XRaY) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | DHR | Danaher Corporation (DHR) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | CMI | Cummins Inc. (CMI) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | COTY | Coty Inc. Class a (CoTY) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | C | Citigroup, Inc. (C) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | CSCO | Cisco Systems, Inc. (CSCo) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | CI | Cigna Corporation (CI) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | CNP | CenterPoint Energy, Inc (CNP) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | CELG | Celgene Corporation (CELg) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | CAT | Caterpillar, Inc. (CaT) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | BF.B | Brown Forman Inc Class B (BF.B) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | BHF | Brighthouse Financial, Inc. (BHF) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | BLK | BlackRock, Inc. (BLK) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | BDX | Becton, Dickinson and Company (BDX) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | BAC | Bank of america Corporation (BaC) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | T | aT&T Inc. (T) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | AMAT | applied Materials, Inc. (aMaT) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | AAPL | apple Inc. (aaPL) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | AIG | american International group, Inc. New (aIg) | buy | $15,001 – $50,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | AAL | american airlines group, Inc. (aaL) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | AMZN | amazon.com, Inc. (aMZN) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | ALGN | align Technology, Inc. (aLgN) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | ALXN | alexion Pharmaceuticals, Inc. (aLXN) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | ATVI | activision Blizzard, Inc (aTVI) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | ABBV | abbVie Inc. (aBBV) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Dean Phillips D-MN | MMM | 3M Company (MMM) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Judy Chu D-CA | — | TLT JaN 11 121 PUT | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | K. Michael Conaway R-TX | SPG | simon Property group, Inc. (sPg) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | K. Michael Conaway R-TX | NOC | Northrop grumman Corporation (NoC) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | K. Michael Conaway R-TX | XOM | Exxon Mobil Corporation (XoM) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | James R. Langevin D-RI | BABA | alibaba group Holding Limited american Depositary shares each representing one Ordinary share (BaBa) | sell | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | David Rouzer R-NC | BRK.B | Berkshire Hathaway Inc. New (BRK.B) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Tom Malinowski D-NJ | RHT | Red Hat, Inc. (RHT) | sell | $50,001 – $100,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Tom Malinowski D-NJ | RHT | 2000076220 Red Hat, Inc. (RHT) | sell | $50,001 – $100,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | John Hoeven R-ND | AAPL | Apple Inc. | buy | $50,001 – $100,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Gary C. Peters D-MI | — | ANHEUSER-BUSCH INBEV 04.000% 041328 DTD040418 Rate/Coupon: 04.000% Matures: 04/13/2028 | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | Gary C. Peters D-MI | — | NUCOR CORP NTS B/E 03.950% 050128 DTD042618 Rate/Coupon: 03.950% Matures: 05/01/2028 | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | David Perdue R-GA | DVN | Devon Energy Corporation | buy | $15,001 – $50,000 | joint | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | David Perdue R-GA | BWXT | BWX Technologies, Inc. | buy | $1,001 – $15,000 | joint | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | David Perdue R-GA | CZR | Caesars Entertainment Corporation | buy | $1,001 – $15,000 | joint | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-04 | David Perdue R-GA | BWXT | BWX Technologies, Inc. | buy | $1,001 – $15,000 | joint | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-03 | David E. Price D-NC | AAPL | apple Inc. (aaPl) | buy | $1,001 – $15,000 | self | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-03 | Kevin Hern R-OK | — | Fs INVEsTMENT CoRPoRaTIoN | buy | $1,001 – $15,000 | joint | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-03 | Kevin Hern R-OK | — | Fs ENERgY aND PoWER FUND, | buy | $1,001 – $15,000 | joint | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
| 2019-01-03 | Josh Gottheimer D-NJ | AAPL | apple Inc. (aaPL) | sell | $1,001 – $15,000 | joint | Shutdown — Dec 2018–Jan 2019 (partial: 7 of… | record |
Definition: 10th Inning in The Playbook. Who qualifies for each window is derived from official term dates — see Methodology. All plays: the index.